CSRC attaches great importance to Government website construction Government affairs openness and government affairs service work, take the construction of government websites as an important work to promote the national governance system and governance capacity, deepen the reform of "decentralization, management and service", comprehensively promote government affairs openness and "Internet+government services", and promote the stable and healthy development of the capital market.
1、 Focusing on building a more comprehensive government affairs open platform, we will constantly increase the government affairs open strength of audit work to facilitate the operation of public supervision power
The CSRC will combine the website construction with the administrative examination and approval work highly concerned by the market, and constantly improve the transparency of the examination and approval. The name, conditions, procedures, time limit of the administrative examination and approval project, the catalogue of all materials to be submitted for the application and the examination results are all published on the website of the CSRC. For the review progress of the public offering of stocks, fund products, mergers and acquisitions, institutional establishment and other approval matters with high public concern and large application volume, the review progress is updated and publicized to the whole society on the website every week, so that the applicant can check the specific review status of the declared projects and the completion time of each stage at any time on the CSRC website. The information in the review process is also gradually made more public. For example, in the review of the public offering of shares, the prospectus is disclosed to the public in advance on the CSRC website immediately after the acceptance of the initial application documents; Timely and actively publicize the feedback of the initial offering and refinancing, the review opinions of the IEC, the convening time of the IEC, the list of enterprises to be reviewed, and the list of members to be present to the public on the website of the CSRC five days in advance, and the IEC will publish the review results on the same day; Increase the transparency of all aspects of issuance review through irregular release of regulatory questions and answers, press releases and other forms. In the process of M&A and reorganization of listed companies, timely and actively disclose the feedback on M&A and reorganization and the announcement of the Reorganization Committee to the market.
The website of CSRC has made several major revisions in accordance with the requirements of government affairs publicity, optimized and strengthened the layout of government affairs publicity, and set up government affairs information sections such as information publicity, policies and regulations, statistical data, news release, and personnel recruitment. The government information actively disclosed by the CSRC includes the organization setup and work responsibilities of the CSRC's organs and dispatched offices, securities and futures regulations and normative documents, securities and futures market development plans and reports, statistical information of the securities and futures market incorporated into the national statistical indicator system, approval results of administrative licensing matters, approval results of listed varieties of exchanges The approval and filing results of the articles of association and self regulatory rules, the list of regulatory objects, market access prohibition and administrative punishment decisions, and other regulatory information. As the main platform for government affairs disclosure of the CSRC, the website of the CSRC has actively disclosed more than 80000 pieces of information.
2、 Strengthen the positive guidance of news and public opinion by building a more authoritative platform for policy release and public opinion guidance
The CSRC made full use of press conferences, policy briefings and other means to actively respond to key public concerns, release signals and guide expectations. Adhere to the simultaneous deployment and consideration of policy formulation and policy interpretation. In accordance with the principle of "who drafts, who interprets", policy documents should be organized, reviewed, signed and deployed simultaneously with interpretation plans and materials. In the process of formulating policies and rules, the public will be consulted through the "Public Consultation" column of the website. When policies and rules are released, the basic ideas, core spirit and key terms are comprehensively and deeply interpreted by means of supporting press releases on the website. For laws, regulations, policies and major measures with high social concern, strengthen authoritative interpretation, and answer questions and pass authoritative interpretation in the "Policy Interpretation" column of the website.
The CSRC adheres to the weekly routine press conference system, and updates relevant content in the "press conference" column of the website at the same time to respond to social concerns in a timely manner. Since this year, 47 press conferences have been held, and more than 200 pieces of news have been actively released, responding to more than 50 journalists' concerns. This year's press conference increased the publicity of inspection, law enforcement and administrative penalty cases. Every week, administrative penalty cases are published on the website, effectively promoting the normalization of law enforcement publicity. The press conference reported the inspection and law enforcement in 2016 and the special inspection and law enforcement actions; Deploy 2017 special law enforcement actions and report the progress of special law enforcement cases. The inspection publicity amplifies the effect of law enforcement and transmits the signal of strict supervision according to law. Through regular press conferences, timely disclosure of administrative punishment has formed a powerful deterrent to the market and enhanced the transparency of law enforcement.
3、 Focusing on building a convenient service platform, improve the depth and breadth of services
The website of the CSRC has set up public messages, letters and visits columns, reports columns, online interviews, solicitation of opinions, integrity review and other work interaction sections, as well as service sections such as service guide, online declaration, regulatory objects, business qualifications, personnel qualifications, investor protection, illegal securities and futures risk warning, providing a unified and authoritative support platform, Provide service to the public.
In order to deepen the reform of the administrative examination and approval system, standardize the administrative examination and approval behavior, improve the administrative examination and approval work, and further improve the efficiency of the examination and approval work and the level of service for the people, the CSRC has prepared and completed the service guide for administrative examination and approval matters and published it in the "Guide to Work" column of the website. The main contents of the service guide include the item name, setting basis, acceptance agency, review agency, approval quantity, approval fee basis and standard, processing time limit, application conditions, application materials, application reception, processing procedures, approval results, applicant's rights and obligations, consultation channels, supervision and complaint channels, office address and time, public inquiry, processing flow chart Demonstration text of application materials and other elements. The service hall of "Administrative License and Information Disclosure Application Acceptance Service Center" has been opened on the website. The next step will be to realize online application, submit application materials online, inquire about the application progress online, and closely combine the online acceptance service center with the background administrative license system, so as to realize the application, acceptance, review, issuance The whole process integrated management of delivery has laid a solid foundation, which is conducive to improving work efficiency and reducing the burden of applicants.
The CSRC will earnestly study and implement the requirements of the 19th National Congress of the Communist Party of China on transforming government functions, deepening the streamlining of administration and delegation of power, innovating regulatory methods, enhancing the credibility and executive power of the government, and building a service-oriented government satisfying the people. Based on the theme of socialism with Chinese characteristics in the new era, it will grasp the new trend of the development of government websites and respond to the new expectations of the people, Efforts will be made to build the government website into a new carrier to closely connect with the masses, transform government functions, and enhance the credibility of the government.
